+1 (801) 885-8545 ken@regulatoryca.com

Solutions

Clear scopes. Published prices.

RCA focuses on providing right-sized solutions at a fair cost. We combine our skills and knowledge to focus on generating understandable documents that enable your organization to advance.

Solution 01

AML System Validation

From$6,000

An independent validation of your AML transaction monitoring system with capacity to add Fraud and/or Sanctions is always a strong AML Program control. Our approach is designed to align with your risk factors, RCA looks to provide transparency and understanding in each of its Validation efforts. For all Tiers, RCA analyzes key governance, oversight, and management with presented tiers reflecting depth and complexity of the validation. This allows your organization the ability to match the tier to your needs.

  • Transparency with Understanding
  • Capacity to Align Validation to Organization
  • Observations with Clear Remediation Paths
  • Focus on System Application Results
  • No hidden costs or fees
  • Board Ready Executive Summary
Basic
$6,000
  • Limited Data requirements
  • Simplified but with insightful techniques
  • Provides basic coverage analysis for low-risk institutions
  • Typical 4 to 6-week delivery
Intermediate
$9,000
  • Heightened System Accuracy
  • Expanded Data requirements
  • Cross approach techniques deployed (Back-to-front and Front-to-back)
  • Typical 6-week delivery
Expanded
$12,000+
  • Focus on System Accuracy and Efficiency
  • Expanded Data to Facilitate Optimization
  • Typical 6 to 8-week delivery
  • Optional Elements: BTL/UTL Testing, Investigation Strength Assessment, and System Customization Analysis
Request this solution

Solution 02

AML System Optimization

From$9,000

A statistically supported tuning engagement. We assess your organization's risk factors and then analyze alert and case history based on your investigations. When selected, we will conduct sample below-the-line testing for strength of investigation analysis. Using our qualitative and quantitative approach, we will provide specifics on threshold recommendations that align with your organization's risk profile pursuing opportunities to reduce false positives without lowering detection effectiveness.

  • Transparency with Understanding Approach
  • Alert and SAR productivity analysis
  • Projected above/below-the-line sampling
  • Projected alert volume modeling
  • Change-justification recommendations
  • No hidden costs or fees
Request this solution

Solution 03

ACI

From$1,000Per month

AML Cube Intelligence or ACI is our subscription analytics service for institutions that want continuous assurance instead of an annual scramble. Each month we ingest your alert, case and SAR data, track tuning drift and alert quality, and deliver a dashboard plus a written analyst commentary — so issues surface between exams, not during them.

  • Monthly analytics dashboard
  • Tuning drift and threshold alerts
  • Alert-to-SAR conversion tracking
  • Quarterly deep-dive review call
  • Exam request-list support
  • Cancel or pause with 30 days' notice
Subscribe to ACI

Solution 04

Risk Assessments

From$2,000Per assessment

A defensible enterprise-wide BSA/AML and sanctions risk assessment. We score inherent risk across products, customers, geographies and channels, evaluate control effectiveness, and produce a residual risk profile that ties directly to your monitoring coverage and staffing plan.

  • Products, customers, geography, channels
  • Control effectiveness scoring
  • Residual risk heat map
  • Sanctions and OFAC risk module
  • Methodology documentation
  • Annual refresh available
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Tailored to you

Custom Solutions

RCA wants to meet your needs by offering solutions to your specific challenges. Leveraging our 40+ years across multiple disciplines in risk management we can work with you to find a solution.

  • Regulatory response services
  • Specialized audits
  • Policy and systems integrations
  • Control review & enhancement
  • Ensure compliance with US & Global banking standards
  • and more...
Free

Your first consultation is on us. Tell us the challenge and we'll explore options together, with no cost and no obligation.

Book a free consultation

Getting Started

How onboarding works

From first call to final deliverable, most engagements run four to eight weeks. Our focus is to align with your capacity and schedule accordingly.

Discovery call

We want to understand your needs and how our services might match those needs. As such, our founder requests a call to discuss your organization, goals, and, of course, your needs. We want to explore options that might be useful. RCA is focused on matching services to needs. We have no sales team or scripted demo.

Scope & proposal

Within two business days you will receive a written scope, fixed price, timeline and data request list. If changes are needed, we’ll work with you to adjust until the right approach is established.

Secure data intake

With a signed engagement letter and NDA, we’re ready to begin the service. Our focus is anonymized data but we’ll open a secure transfer channel for receipt of information needed to complete the service

Delivery & support

Draft findings are walked through with your team in phases, comments are incorporated and the final report is delivered with regulator-ready documentation. If presentation is needed, we’re available.

Book a discovery call