We can evaluate the design and effectiveness of compliance risks and controls within your institution’s processes and systems. These assessments can include controls related to BSA/AML, mortgage lending, TILA, RESPA, Regulation O, CRA and other consumer compliance regulations. We have experience with GRC systems, such as Archer.

We stand ready to assess your institution’s risks in seven key categories: Credit, Interest Rate, Liquidity, Transaction, Compliance, Strategic, and Reputation. We will present this information in a visual format that will convey your specific risk position in a simple and on-going manner.

We can help you design and implement a system for effectively  tracking and handling complaints using a readily customizable online database.

We stand ready to assist financial institutions of all sizes with remediating compliance program and performance issues as required by regulators or other entities. This can involve developing remedial action plans, designing new programs, and developing procedures to conduct transaction testing.

Let us assist you in building an Enterprise Project Management System, a process for governance and oversight involving numerous departments over the lifecycle of a project.

We can help prepare and analyze your bank’s lending, investment and community outreach efforts for submission to your regulator. We can help identify any potential weaknesses and strengths in your bank relative to peer. We can present your information and data in a manner that is able to accurately convey your institution’s situation and ensure you receive full credit for your efforts.

Let us advise and consult on the development of new and existing processes to ensure greater compliance and to reduce overall risks and costs. We can identify technological and system solutions for greater intergration and automation of compliance functions. Compliance Management System builds.

We develop and test system and model functionality specifications relative to output for accuracy and effectiveness. We assist in establishing reasonable thresholds and testing of alerts and parameters for quality assurance. We can help with vendor selection and developing a program road map.

If you have an area in your enterprise in need of additional attention, let us develop for you a rapidly deployed, online database to help you manage it.